We collect and maintain your personal information so that we can provide investment management services to you. The types and categories of information we collect and maintain about you include:

 

 • Information we receive from you to open an account or provide investment advice to you (such as your name, social security number, home address, telephone number, and financial information);

 

 • Information that we generate to service your account (such as trade tickets and account statements); and

 

 • Information that we may receive from third parties with respect to your account (such as trade confirmations from brokerage firms).

 

In order for us to provide investment management services to you, we do disclose your personal information in very limited instances, which include disclosures to professional services firms such as auditors and brokers.

We may alter this policy or make disclosures to additional persons to the extent permitted by law if it is necessary in order to meet your service needs or conduct our business in a more efficient manner. Finally, we treat information about former clients with the same discretion and care as we treat information about current clients.